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The US Financial Regulators Department provides you a variety of services and informational resources to address the questions and concerns that you may face as an investor and help you invest wisely and be on your guard about fraudulent activities. Resources

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Investing With A Purpose

Why are you investing? It's ok if you have many different answers for this question, but there is a big problem if you have no answer at all. Investing is like driving - it is best done with your eyes open!

Having clear reasons or purposes for investing is critical to investing successfully. Like training in a gym, investing can become difficult, tedious and even dangerous if you are not working toward a goal and monitoring your progress. In this article we examine some common reasons for investing and suggest investments that fit those reasons. .

Choosing A Compatible Broker

"Did you hear about Duncan Chemicals?"
"Yeah, I got in at $25.10."
"Well I got in at $25.05!"
"How did you get a better price than I did?"

For those of you who don't remember this dialog, it is a snippet from an old Ameritrade (a brokerage) commercial.

 
 


 
 
 


 
 
 


 
 
 
 
 
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BEST PRCATICES
Best Practices to Develop Compliance Procedures
INTREGCA announced a series of recommended best practices that investment advisers should consider in order to improve their compliance practices and procedures.

 
RAISING STANDARDS
Raising Standards of Cross-Border Cooperation
The INTREGCA has launched an initiative to raise the standards of cross-border cooperation among securities regulators. INTREGCA objectives are to protect investors, to ensure fair, efficient and transparent markets and to reduce systemic risk.

 
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