Best Practices to Develop Compliance Procedures
INTREGCA announced a series of recommended best practices that investment advisers should consider in order to improve their compliance practices and procedures.
RAISING STANDARDS
Raising Standards of Cross-Border Cooperation
The INTREGCA has launched an initiative to raise the standards of cross-border cooperation among securities regulators. INTREGCA objectives are to protect investors, to ensure fair, efficient and transparent markets and to reduce systemic risk.
NEED HELP?
US Financial Regulators Department
Address: 1100 13th Street Northwest, Washington, DC, 20005
